Opportunity Information: Apply for RFA HL 23 011

The NIH, through the National Heart, Lung, and Blood Institute (NHLBI), is offering a Catalyze Product Definition funding opportunity focused on very early translational work for therapeutics addressing heart, lung, blood, and sleep diseases and disorders. The program is designed to help teams move from basic scientific insight toward a credible, characterized therapeutic concept by supporting two key stages: (1) target identification and validation and (2) preliminary product or lead series identification for either small molecules or biologics. The intent is to generate the kind of evidence package that makes a project "real" from a development standpoint, positioning it to either enter the NHLBI Catalyze Preclinical program later or to attract follow-on support from other federal programs or private partners for preclinical optimization and development.

This opportunity uses an R61/R33 phased award structure and explicitly does not allow clinical trials. In practice, that means the first phase (R61) is meant to get a project through defined early milestones, and the second phase (R33) continues support if those milestones are met, enabling a more advanced but still preclinical set of activities. The overall emphasis is on product definition: clarifying the therapeutic hypothesis, building confidence in the biological target, and identifying initial candidate molecules or lead series that could plausibly be optimized into a development-ready therapeutic. While the notice does not list specific scientific requirements in the excerpt provided, the title and description make clear that fundable work centers on establishing a defensible target and producing early candidate matter (for example, initial leads, prototypes, or candidate biologic constructs) rather than later-stage IND-enabling studies or any human testing.

The FOA sits within the broader NHLBI Catalyze suite of innovation grants. Conceptually, Catalyze is trying to bridge a common gap between discovery research and formal preclinical development by providing resources, structure, and translational expectations earlier than many traditional investigator-initiated grants. The deliverable mindset is important here: projects should be aiming to produce decision-quality data and tangible outputs that let an external partner or a downstream preclinical program evaluate whether the therapeutic concept is ready for the next step.

Eligibility is broad and includes many common U.S. applicant categories such as state, county, city or township governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; nonprofit organizations (with or without 501(c)(3) status); for-profit organizations other than small businesses; and small businesses. It also includes Native American tribal governments (federally recognized) and tribal organizations (other than federally recognized tribal governments), as well as public housing authorities/Indian housing authorities. The announcement also highlights additional eligible applicant types that NIH specifically calls out, including Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, eligible federal government agencies, regional organizations, and U.S. territories or possessions.

On foreign participation, the rules are fairly typical for NIH: non-U.S. organizations as direct applicants (foreign institutions) are not eligible to apply. However, non-domestic components of U.S. organizations are allowed to apply, and foreign components (as NIH defines them in the NIH Grants Policy Statement) are allowed as part of an otherwise eligible application. This structure is meant to keep the prime award primarily within eligible U.S.-based entities while still permitting justified international collaboration or subcontracted work when it strengthens the project.

Key administrative details from the listing include the Funding Opportunity Title "Catalyze: Product Definition for Small Molecules and Biologics - Target Identification and Validation, and Preliminary Product/Lead Series Identification (R61/R33 Clinical Trials Not Allowed)," the Funding Opportunity Number RFA-HL-23-011, and the agency as the National Institutes of Health. The opportunity is categorized as a discretionary grant in the health area, with CFDA numbers 93.233, 93.837, 93.838, 93.839, and 93.840 associated with the program areas. The original closing date shown is 2024-12-20, and the creation date is 2022-01-24. The excerpt does not provide an award ceiling amount or expected number of awards, so those details would need to be confirmed in the full FOA text or on the NIH funding announcement page.

Overall, the best fit for this FOA is a therapeutic project that is still early but ready to be shaped into a development-oriented plan: the biological rationale is promising, the target can be validated with credible experiments, and there is a clear path to identifying an initial small-molecule lead series or a preliminary biologic candidate. The program is essentially trying to help applicants convert strong science into a defined therapeutic starting point that can survive the scrutiny of later preclinical development and external investment, without moving into clinical research.

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "Catalyze: Product Definition for Small Molecules and Biologics - Target Identification and Validation, and Preliminary Product/Lead Series Identification (R61/R33 Clinical Trials Not Allowed)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.233, 93.837, 93.838, 93.839, 93.840.
  • This funding opportunity was created on 2022-01-24.
  • Applicants must submit their applications by 2024-12-20. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
Apply for RFA HL 23 011

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Frequently Asked Questions (FAQs)

What is this funding opportunity?

This is an NIH funding opportunity from the National Heart, Lung, and Blood Institute (NHLBI) titled: "Catalyze: Product Definition for Small Molecules and Biologics - Target Identification and Validation, and Preliminary Product/Lead Series Identification (R61/R33 Clinical Trials Not Allowed)." Its goal is to support very early translational work that moves a therapeutic idea from basic insight toward a credible, characterized therapeutic concept.

What is the FOA number for this opportunity?

The Funding Opportunity Number (FOA) is RFA-HL-23-011.

Which NIH institute is running this program?

The program is offered through NIH and specifically run by the National Heart, Lung, and Blood Institute (NHLBI).

What disease areas does this FOA focus on?

The focus is on therapeutics addressing heart, lung, blood, and sleep diseases and disorders.

What is the main purpose of the Catalyze Product Definition program?

The program is designed to help teams translate promising biology into a more development-ready therapeutic concept by (1) strengthening confidence in the biological target and (2) identifying preliminary candidate molecules or lead series for small molecules or biologics. The emphasis is on creating a decision-quality evidence package that makes the project viable for the next stage of development.

What types of therapeutics are supported?

This opportunity is aimed at therapeutics based on either small molecules or biologics.

What stages of work does the FOA support?

The FOA supports two key stages:

  • Target identification and validation
  • Preliminary product or lead series identification (for small molecules or biologics)

What does "product definition" mean in the context of this FOA?

In this program, product definition means clarifying the therapeutic hypothesis and building a defensible, development-oriented case for a target and an initial therapeutic approach. The intended outputs are tangible and evaluable (for example, early lead series, prototype molecules, or preliminary biologic constructs) rather than later-stage development packages.

Is this program intended for basic research or translational research?

It is intended for very early translational research. The goal is to move beyond discovery alone and toward evidence and outputs that make the therapeutic concept credible from a development standpoint.

What is the award mechanism used by this FOA?

The opportunity uses an R61/R33 phased award structure.

How do the R61 and R33 phases differ?

Based on the description provided:

  • The R61 phase is intended to achieve defined early milestones that advance the project through early product-definition activities.
  • The R33 phase provides continued support if the R61 milestones are met, enabling a more advanced (but still preclinical) set of activities.

Is transition from R61 to R33 automatic?

No. The description indicates that the second phase (R33) continues support if the R61 milestones are met, meaning transition depends on achieving the defined early-phase milestones.

Are clinical trials allowed under this FOA?

No. Clinical trials are explicitly not allowed under this funding opportunity.

Does "clinical trials not allowed" mean no human studies at all?

The excerpt states that clinical trials are not allowed and emphasizes preclinical product-definition activities rather than any human testing. Any work should remain in the preclinical space as described.

Is IND-enabling work supported under this FOA?

The description suggests the focus is earlier than IND-enabling studies. It emphasizes target validation and preliminary lead/candidate identification rather than later-stage IND-enabling development.

What kinds of deliverables are expected from a strong application?

The program emphasizes a deliverable mindset: producing decision-quality data and tangible outputs that allow downstream programs or external partners to evaluate readiness for the next step. Examples mentioned include initial small-molecule leads, lead series, prototypes, or candidate biologic constructs, along with evidence that supports the therapeutic hypothesis and target validity.

How does this FOA fit into the broader NHLBI Catalyze suite?

This FOA is part of the NHLBI Catalyze suite of innovation grants, which are intended to bridge the gap between discovery research and formal preclinical development. Catalyze aims to introduce translational expectations and structured progress earlier than many traditional investigator-initiated research grants.

What is the intended next step after completing this Product Definition work?

The program is designed to position projects to either enter the NHLBI Catalyze Preclinical program later or to attract follow-on support from other federal programs or private partners for preclinical optimization and development.

Who is eligible to apply?

Eligibility is broad and includes many U.S. applicant categories, including:

  • State, county, city, or township governments
  • Special district governments
  • Independent school districts
  • Public and state-controlled institutions of higher education
  • Private institutions of higher education
  • Nonprofit organizations (with or without 501(c)(3) status)
  • For-profit organizations other than small businesses
  • Small businesses
  • Native American tribal governments (federally recognized)
  • Tribal organizations (other than federally recognized tribal governments)
  • Public housing authorities/Indian housing authorities

Are minority-serving and community-based institutions eligible?

Yes. The announcement explicitly calls out additional eligible applicant types, including Alaska Native and Native Hawaiian Serving Institutions, AANAPISIs, Hispanic-serving Institutions, HBCUs, TCCUs, and faith-based or community-based organizations.

Are U.S. territories eligible to apply?

Yes. The listing includes U.S. territories or possessions among the eligible applicant types.

Are federal agencies eligible to apply?

Yes. Eligible federal government agencies are listed among the additional eligible applicant types NIH calls out.

Can a foreign institution apply as the primary applicant?

No. Non-U.S. organizations (foreign institutions) are not eligible to apply as direct applicants.

Can a U.S. applicant include foreign components or international collaborators?

Yes. The description indicates that non-domestic components of U.S. organizations are allowed to apply, and foreign components (as NIH defines them in the NIH Grants Policy Statement) are allowed as part of an otherwise eligible application. This allows justified international collaboration while keeping the prime applicant eligible and primarily U.S.-based.

What is the application deadline listed in the excerpt?

The original closing date shown is 2024-12-20.

What is the creation date shown for the listing?

The creation date shown is 2022-01-24.

What is the CFDA assistance listing information associated with this opportunity?

The excerpt lists CFDA numbers 93.233, 93.837, 93.838, 93.839, and 93.840 associated with the program areas.

Is the award amount (ceiling) or number of awards provided in the excerpt?

No. The excerpt does not provide an award ceiling amount or an expected number of awards. Those details would need to be confirmed in the full FOA text or on the official NIH funding announcement page.

What kinds of projects are the best fit for this FOA?

The best fit is a therapeutic project that is early but ready for a development-oriented plan: a promising biological rationale, a target that can be validated with credible experiments, and a clear path to identifying an initial small-molecule lead series or a preliminary biologic candidate. The project should be positioned to generate the evidence package needed for downstream preclinical development decisions, without moving into clinical research.

What kinds of work are likely out of scope based on the excerpt?

Based on the description provided, work that is later-stage than early product definition is likely out of scope, including clinical trials or human testing, and later-stage preclinical development activities such as IND-enabling studies.

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